How to stay on the ball in 2019
03 Jan 2019

2019 has arrived, and with it staff will be well aware that the one ongoing factor within the world of compliance is the constant change.

This state of flux manifests itself in many forms, such as new proposals, new regulations, new guidance, enforcement decisions and legal judgments.

Here are some suggestions about a number of ways in which a diligent compliance officer may keep up to date with the latest changes and stay on the ball in the year that lies ahead:

Regulators’ information and media releases

Keep abreast with what regulators are saying. For example, almost all regulators will issue media releases from time to time.

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